[4.0.1] Medieval Theory of Signification – Three Levels of Language

Augustine (354-430) in De doctrina christiana, John Buridan (1301-1358) in Sophismata, William Ockham (1285-1349) in Summa of Logic worked out the medieval theory of signification:

  • According to Augustine, “a sign is what shows both itself to the sense and something else besides itself to the mind.” (see also [2.6.2]). A more restrictive type of sign is the linguistic sign, defined by Ockham, as one which might well be a sign of itself.
  • Meaningful utterances and inscriptions are both linguistic signs, their signification being defined by language-dependent conventions.
  • Utterances immediately signify (R2) concepts, inscriptions immediately signify (R3) utterances, so utterances are prior to inscriptions.
  • Inscriptions and utterances mediately signify concepts and objects (R4), (R5), (R6).
  • Concepts are mental states of understanding of the objects immediately signified (R1). Due to their likness to the object, concepts do not vary from person to person or culture to culture. This is why (R1) is called natural signification.
  • R1, R2, R3 are immediate significations, basic or primitive relations. R4, R5, R6 are mediate significations, derived relations.
  • Inscriptions, utterances, and concepts are members of written, spoken, and respective mental languages. Since inscriptions and utterances are conventional, concepts are natural, the written and spoken languages are conventional, and the mental language is natural.

The following OntoUML diagram pictures the main classes of the medieval theory of signification:

Medieval theory of signification
ClassDescriptionRelations
ObjectAn object, a thing or state of affairs in the external world.
ConceptA concept [mental term] is an act of understanding of the Object signified:
“There was a great disagreement in the Middle Ages about what it is that linguistic units signify, but there was universal agreement over the defining criterion, and that is what we are interested in now. Buridan mentions this criterion in discussing the fourth sophism of his:
For ‘to signify’ is described as being ‘to establish the understanding’ of a thing. Hence a word is said to signify that the understanding of which it establishes in us.
Thus: To signify x =df. to establish an understanding of x.
The Latin here is ‘constituere intellectum’, construed with the genitive. ‘Understanding’ (= ‘intellectus’) in this context does not necessarily imply any kind of theoretical knowledge; to ‘understand’ x, in the sense relevant here, is simply to have a concept of x. In the end, therefore, the general idea is that a thing signifies what it makes us think of.”
signifies immediately (R1) Object; member of MentalLanguage
MenatalLanguage“concepts play the role of terms, just like spoken and written terms, only instead of being terms in spoken or written language, concepts are terms in a kind of mental language. […] Buridan extends this notion to talk not just about mental terms but also about mental propositions:
For every spoken [proposition] signifies a mental one similar to it or proportionally corresponding to it…
Again, in the reply to his first sophism, he does the same thing. And I say that for the truth of a spoken proposition it does not suffice that it have a similar mental proposition corresponding to it in the mind, because that is common to every [spoken] proposition.
So we can generalize: Spoken terms, spoken propositions, and perhaps units of spoken language generally, signify corresponding units of mental language. So too, one step further removed, do the units of written language. The point then is this: Mental language is to be viewed as a full-blown language in its own right.”
subkind of Language
Natural“This means there is an important difference between [relations] R1 in our schema, on the one hand, and R2 and R3, on the other R1 is a relation of likeness or similarity, and so does not vary from person to person, or from culture to culture. It is an ontological relation, established by nature, not by chance or convention. Hence we will see our medieval authors saying that the kind of signification concepts have is natural signification, and that mental language is a natural language.”characterizes MentalLanguage
LinguisticSign“the same point is made in Augustine’s De dialectica, Ch. 5, although that work did not circulate widely in the Middle Ages:
A sign is what shows both itself to the sense and something else besides itself to the mind. […]
Ockham goes on immediately afterwards to define a more restrictive sense of ‘sign’. This more restrictive sense is the notion of a linguistic sign. […] in Ockham’s […] sense, a sign need not always signify something else, as Augustine and Ockham’s own first definition required. In other words, in the linguistic sense, a thing might very well be a sign of itself.
signifies Concept or itself
Utteranceutterances = voces. There is no uniformly good English translation for this word. Basically, a vox (plural voces) is a sound produced by the vocal apparatus of an animal. It may or may not mean anything. ‘Word’ is both too broad and too narrow a translation, too broad because we talk about written words as well as spoken ones, too narrow because it suggests meaningfulness. ‘Speech’ will work sometimes, but often suggests long-winded oratory, whereas a vox might be a single syllable. After long experience, I have adopted the policy of translating this word ‘utterance’” […]subkind of LinguisticSign; signifies immediately (R2) Concept (relation R2 is also called a relation of correspondence.); signifies mediately Object (R5); member of SpokenLanguage
SpokenLanguage“Spoken terms, spoken propositions, and perhaps units of spoken language generally, signify corresponding units of mental language.”subkind of Language
Inscription“‘written letters [inscriptions] signify utterances [that are] spoken or will be spoken. And they do not signify any things outside the soul, such as asses or rocks, except by means of the signification of utterances.’
For example, the written word dog, according to the claim in this first conclusion, signifies the spoken term ‘dog’. […]
Buridan gives two illustrations, which he thinks support this first conclusion. Whether they really do support it or not doesn’t matter for the present. At any rate, they do illustrate his point, and that is enough for now.
(1) First illustration: Teachers teach students to read and write by teaching them which letters go with which sounds. Thus, the written letter b goes with the spoken consonant ‘b’, the written letter a with the spoken vowel ‘a’, and so on. Under the name “phonics,” something like this method is often still used to teach children today. It makes even more sense in a language like Latin that is more phonetically spelled than English is.
(2) Second illustration: Consider someone whose native tongue is Latin. (In fact, by the fourteenth century, there were effectively no native Latin speakers left. Latin was a second language, which one learned for certain specialized purposes: philosophical, theological, legal, medical, diplomatic, etc. But this does not affect Buridan’s point.) In order to get Buridan’s illustration to work, you have to suppose he is talking about an illiterate Latin speaker. Such a person, Buridan says, knows what the spoken sentence ‘A man is running’ (or rather its Latin equivalent ‘Homo est currens’) signifies, since he speaks Latin, after all. But he is left completely in the dark by the written sentence A man is running (or Homo est currens), because he is illiterate. On the basis of the illustration, Buridan seems to think the reason the man doesn’t know what the written sentence means is that he doesn’t know how to pronounce it. […]
For the present, just note that Buridan here says that a written term [inscription] immediately signifies an utterance. The point is that Buridan is here talking about a written term — that is, a whole word, not just individual letters. […]
And the first conclusion is that written letters signify utterances [that are] spoken or will be spoken. And they do not signify any things outside the soul, such as asses or rocks, except by means of the signification of utterances.”
subkind of LinguisticSign; signifies immediately (R3) Utterance; signifies mediately Concept and Object (R6) and (R4); member of WrittenLanguage
WrittenLanguage“The actual statement of the first conclusion (with its reference to ‘written letters’), and the first illustration, suggest that Buridan is thinking that individual letters signify the correlated spoken phonemes. But in fact, Buridan wants to make a more general claim. It’s not just isolated letters that signify utterances, but rather written language as a whole that signifies spoken language. This is clearer in the second illustration, which operates on the level of whole words and sentences rather than of individual letters and phonemes. […]
The general idea in all of this then is that written language is viewed as in some sense inferior to and dependent on spoken language. A written sentence, for example, signifies first of all the sounds you would utter if you read the sentence aloud. Of course, it also signifies whatever the spoken sentence signifies — but, as Buridan indicates at the end of his Conclusion 1, that is a secondary and derivative kind of signification”
subkind of Language
Convention“relations R2 and R3 are not like this [R1]. They depend on the “nation,” on the linguistic community. Thus we will also see authors talking about the signification of words and inscriptions as conventional (= ad placitum, literally “at your pleasure”) signification. So too, we will see people refer to spoken and written language as a whole as artificial or conventional, in contrast to mental language, which is natural.”relates Concept, Utterance and Inscription
LanguageLanguage

Sources:

First published: 19/8/2021

[3.10] Ibn Khaldun on Phases of the Civilisations

Ibn Khaldun (1332 – 1406 AD) in the first book “Introduction” (Al-Muqaddimah) for the work “Book of Lessons, Record of Beginnings and Events in the History of the Arabs and the Berbers and Their Powerful Contemporaries” (Kitāb al-ʻIbar wa-Dīwān al-Mubtadaʼ wa-l-Khabar fī Taʼrīkh al-ʻArab wa-l-Barbar wa-Man ʻĀṣarahum min Dhawī ash-Shaʼn al-Akbā) elaborated a universal theory of the lifecycle of civilizations, according to which all civilizations evolve through five stages from a simple and forceful beginning to an optimal point, and decline.

Ibn Khaldun’s theory of the cyclical development of civilizations is presented in the following OntoUML diagram:

Ibn Khaldun on phases of civilizations
ClassDescriptionRelations
CivilizationCivilization, or the culture centered around life in the cities, is the natural completion of the life begun in the primitive culture. Primitive culture is an incomplete form of culture. It satisfies only man’s immediate needs. Sedentary culture is complete. The conveniences and luxury can develop when large numbers of people live together in dense clusters, where some produce for all and a large amount of surplus labor is freed to produce the luxuries. There is now time and energy for the fulfillment of man’s higher aspirations in the domains of the spirit and the intellect.”
Established
Civilization
“In the beginning, the first stage is the period af establishment. Group solidarity here is based on ties of family and on religion and is essential for the preservation of the state. The ruler is more a chief than a lord or a king. He himself has to folIow the rules of religion.”is phase of Civilization
PersonalPower
Civilization
“In the second stage, the ruler succeeds in monopolizing power. He becomes an absolute master. This monopoly of [personal] power by the ruler is the natural and necessary end of the rule that began on the basis of natural group solidarity. The ruler can now build a well ordered state. To achieve monopolization of power, he destroys those who share power with him, gets rid of the natural solidarity that supported him in the beginning, and purchases the support of bureaucrats and mercenaries who are loyal to him -their employer- and not to a kinship-solidarity or a religious cause. In addition to the paid army and administrative bureaucracy, a group of learned advisors beromes instrumental in preserving the state according to the rllier’s wbhes. On the matter of the advisory corps, Ibn Khaldun emphasizes that scholars make bad political advisors. Since they are trained to see the universals rather than the particulars, the species rather than the individual specimen, since they grasp social and political phenomena in analogy to others rather than on their own merits and in their own, particular, uniqueness, they are prone to give bad political advice. Good political advice for the ruler comes from ‘ordinary, sound men of average intelligence.”is phase of Civilization
Expansive
Civilization
“The third is one of luxury and leisure when the ruler uses his authority to satisfy his personal needs. He reorganizes the finances of the state to increase his own personal income by lowering the tax burden on his subjects: this results in large revenue from small assessments. He then spends lavishly on public works and on the beautification of his cities. There is economic prosperity for everyone, the crafts, fine arts, sciences are encouraged, the new ruling dass and even the upper strata of the middle class become avid patrons for cultural pursuits and projects. The atmosphere is one of leisure and self indulgence, all men enjoy the comforts and pleasuers of the world”is phase of Civilization
Stagnating
Civilization
“The fourth stage is a stage of contentment, satiation, and complacency, [stagnation]. Luxury and comfort have become a habit. Ruler and ruled are confident that they will last forever. And they may indeed last for quite some time, as the length of this period depends upon the power and the solidity of the achievements of the founders of the state. But during this stage, the state is already, imperceptibly, starting to decline and to disintegrate, and the fifth and last stage of prodigality and waste begins”is phase of Civilization
Declining
Civilization
“it now becomes painful1y evident that the vital forces of solidarity and religion were destroyed in the beginning and that the strong natural loyalty of the kinsmen was replaced with the purchased support of the army and the bureaucracy who are not willing to sacrifice themselves for the ruler. To ensure their continued support and to maintain the luxuries, the ruler has to raise the taxes, with the result that the newly increased tax assessments yield a small and ever-decreasing amount of revenue, because this tax policy discourages economic activity. As the income of the state declines, it ultimately becomes impossible for the ruler to support his new followers. The habits of comfort and luxury have generated physical weakness and vice. The rough and courageous manners of the early primitive life are forgotten. The population has become effeminate. The hopes of the ruled are weakened, public opinion is marked by despair, economic activity, building projects are halted. People refrain from making long-range plans. The birth rate drops. The entire population, physically weak and living in large crowded cities with enviromental problems, becomes subject to diseas and plague. The state begins to disintegrate. From the outlying regions, princes, generals, dissatisfied kinsmen, and foreign conquerors snatch pieces of territory from the control of the state. The state is divided and subdivided into small provinces. Even in the capital, the military and the bureaucrats engage in intrigues to wrest the actural authority form the ruler, leaving him only with the insignia of his office and the name. Finally, an outside invasion by a young, healthy group may put an end to the life of the state, or it may decline further and further until it withers away ‘like a wick dying out in a lamp whose oil is gone.'”is phase of Civilization

Sources

First published: 30/04/2020