[4.4.4] Abelard on the Role of Intent in Ethics

In his work Ethics, Peter Abelard (“Doctor Scholasticus”, 1079?-1142 AD) elaborated his intentionalist theory according to which:

  • Four factors involved in the performance of a deed are analyzed as potential bearers of moral worth: the desires of the agent, the agent’s character, the deed performed, and the agent’s intentions.
  • Abelard, with the help of (sometimes extreme counterexamples), rules out the first three candidates, and concludes that only the intention has moral worth.

Abelard summarizes the moral worth of intentions on the following schema (after Peter King, 1992):

Conforms God’s willDoesn’t conform God’s will
Agent believes to conform God’s willgooddepends on case
Agent believes not o conform God’s willevilevil

Abelard’s model of ethics is presented in the following OntoUML diagram:

Abelard’s intentionalist ethics
ClassDescription (and why the class moral worth)Relations
MoralWorthMoral worth is “that which determines the moral quality of the deed.”characterizes exclusively Intention
AgentThe agent is the human who performs a deed. does DeedPerformed
Intention“Abelard’s first positive argument on behalf of the agent’s intention as the key ingredient in moral worth is that there is no other way to make coercion and ignorance morally relevant. Ignorance, as a cognitive feature of the agent, seems utterly removed from any deed-based morality, and coercion seems equally removed as well. […]
Abelard, typically, takes an extreme case to make his point. He argues that the crucifiers of Christ were not evil in crucifying Jesus. (This example, and others like it, got Abelard into trouble with the authorities, and it isn’t hard to see why.) The unbelief of Christ’s crucifiers does not suffice to make their intentions evil. Indeed, Abelard claims that they would have sinned if they had thought that crucifying Christ was required and did not crucify him (66.30–34):
Those who persecuted Christ or his disciples, believing that they should be persecuted, ‘sinned in deed,’ but they would have committed a heavier sin in fact if they had spared Him against their own consciences. From this example Abelard draws two consequences. First, the only evil is to act against conscience. Now ‘conscience,’ for Abelard, is the faculty by which what is done is estimated to be pleasing or displeasing to God. Second, he offers a criterion for the goodness of intentions (55.20–23): An intention should not be called ‘good’ because it seems good, but because in addition it is just as it is assessed to be—that is, when, believing that what one intends is pleasing to God, one is not deceived in one’s own assessment. To formulate Abelard’s criterion briefly: An intention is good if and only if the intention is believed to and in fact does conform to God’s will. Any intention which is believed not to conform to God’s will is automatically evil, even if in fact it does conform to God’s will. If I intend something God”
results DeedPerformed
DeedPerformed“Abelard attacks two ways in which the deed [performed] might be taken to ground moral worth. On the one hand, deeds are sometimes evaluated and justified on the basis of their purpose or their point; on the other hand, they are evaluated and justified in terms of their intrinsic nature or the consequences that flow from them. […]
Nor will it help if we try to relativize evaluative terms to the ‘point’ of the deed, as some have taken Aristotle to do, so that the assessment of a deed depends on whether it is a good or bad instance of that type of deed. Just as a knife is good or bad qua knife if it does well or poorly at the things for which knives are designed, so too we might think that deeds embody evaluative criteria relative to the kind of deed they are.
In Dialogus ll. 3254–3260 Abelard argues that this relativization of evaluative terms results in terms that are fundamentally non-moral: the deed specified by the description ‘baking a cake’ can be performed well or badly, it is true, but this is the case for any deed under any description. Robbing a bank can be done well or poorly, as can murder.”
Purpose“Abelard’s argument against the purpose of a deed is simple: take any deed for any given purpose, and you’ll be able to imagine a case in which the deed is performed for that purpose but the agent’s intention is evil. He offers two examples. First, Judas and Jesus each performed deeds with the same purpose: to bring it about that Christ be crucified. But Judas’s deed was evil, whereas Jesus’s was not (28.2–9);13 more generally, Satan does nothing but what God permits, and so the same deed with the same purpose (e. g. causing Job misery) is evil with respect to Satan but good with respect to God (28.18–24), Second, Abelard considers a situation in which the deed and the purpose of the deed is identical for each of two agents, but distinct intentions require us to render distinct moral verdicts (28.11–17; see also Dialogus ll. 3267–3272): Often the same thing is done by different people, [but] done through the justice of one and the iniquity of the other. For example, if two men hang a convict, one out of his zeal for justice and the other from the hatred stemming from an old enmity, although the act of hanging is the same and each does what it is good to do and what justice requires, nevertheless the same thing comes about through the difference in [their] intentions [so that] by one it is done well and by the other badly. The deed is identical and the purpose identical, but moral worth depends on the intention of the agent(s) involved.”characterizes DeedPerformed
Consequence“To show that the deed and its consequences or effects do not determine moral worth, Abelard begins by criticizing the alternative: the position that the performance or non performance of deeds is all that matters, a ‘strict liability’ ethical theory. This alternative might be thought especially attractive to traditional Christian teaching, since it proceeds by way of commandments: absolute prohibitions regarding performance and non-performance, such as ‘Thou shalt not kill.’ Abelard’s first objection to a strict liability theory is that such commandments, construed only with regard to the deed, fail to condemn those who are obviously evil, namely those who have nothing but the worst of intentions yet are never in a position to act on them. […] His second objection is that nobody can keep from violating such prohibitions. Abelard offers a version of the story of Oedipus: fraternal twins, male and female, are separated at birth and neither learns of the existence of the other; as adults they meet, fall in love, are legally married, and have sexual intercourse. Technically this is incest, but Abelard finds no fault in either to blame (26.14–23). If the deed alone determines moral worth, then on a strict liability theory their (justifiable) ignorance is morally irrelevant—which it manifestly is not. Absolute commandments, Abelard concludes, deprive the actor of any status as a moral agent. Abelard expands his attack on the deed and its consequences with a pair of cases centering around what recently has been called ‘moral luck’: cases in which nonmoral factors enter into or affect the possibility of moral actions. His first case is that of hypocrites and the wealthy. Such individuals are far better motivated (by the love of praise) and situated (by their riches) to perform acts that have wide effects and far-reaching consequences than the ordinary individual. But surely these aren’t morally relevant factors, even if views taking the deed to be the sole determinant of moral worth must count them as such (28.24–26). Abelard’s second case has to do with two men, each with the money and intention to build poorhouses; the first is robbed before he can act, while the second is able to build the poorhouses. To maintain that there is a moral difference between the two men is, Abelard says, to hold that (48.21 28):
. . . the richer men were, the better they could become. To think this, namely that wealth can contribute anything to true happiness or to the worthiness of the soul, is the height of insanity!”
characterizes DeedPerformed
DesireOfAgent“Abelard argues that some deeds pre-theoretically taken to be evil can be performed without any evil desire [of agent]. He establishes this by an example of self-defense (6.24–29):
Consider some innocent man whose cruel lord is so furious at him that he chases him, brandishing a sword, to kill him; that man flees as far as he is able to avoid his own murder, yet finally he unwillingly kills (his lord) lest he be killed by him. Tell me, whoever you are, hat he had an evil desire in this deed!”
results DeedPerformed; componentOf Agent’sCharacter
Agent’sCharacter“Abelard holds that [agent’s] character traits are simply complex patterns of mental dispositions of desire and feeling (2.21–22). To be irascible, for example, is to be prone to or ready for the emotion of anger. The previous rejection of desires as determining moral worth immediately leads to rejecting character as determining moral worth—since desires themselves lack moral value, so a fortiori dispositions-to-desire lack moral worth. There are no facts about the dispositions that could make them different, in the morally relevant way, from desires. Abelard offers an additional argument against character traits as determining moral worth. It is a fact that good and bad men can have much the same set of character traits; thieves can be courageous, honest men intemperate. But whatever can “occur in both good and evil men is not relevant to morality” (2.13–14). Any characteristic present in good men which is present in evil men cannot be that which makes the good men good since its presence in the evil men would make them good.”characterizes Agent

Sources

  • All citations from: Peter King, The Modern Schoolman 72 (1995), 213–231
  • King, Peter and Arlig, Andrew, “Peter Abelard”The Stanford Encyclopedia of Philosophy (Fall 2018 Edition), Edward N. Zalta (ed.)

First published: 13/08/2020

[4.4.1] Abelard on Universals

Peter Abelard (“Doctor Scholasticus”, 1079?-1142 AD), in his work Logica Ingredientibus, concluded that the uttered words and the related concepts are the only real universals. According to his nominalist (or irrealist) theory, the individual’s status is the common cause by which we can create a common concept and give a common name to all individuals belonging to the same kind.

Here are Abelard’s responses to Porphyry’s questions (see [2.5]):

Porphyry’s questionsUniversals according to Abelard
(a) whether genera and species [universals] are real or are situated in bare thoughts aloneare situated in thoughts (as concepts and words)
(b) whether as real they are bodies or incorporealsthey are not real things
(c) whether they are separated or in sensibles and have their reality in connection with themthey are not real things

Abelard’s model of universals is presented in the following OntoUML diagram:

Abelard on universals
ClassDescriptionRelations
WordWords here = ‘voces,’ which I said earlier might best be translated ‘utterances’. Only they are predicated of many. […] .”
E.g. ‘man’ – which names and is imposed on Plato, Soctates and Justin Bieber.
names, imposed on Individual; signifies establishes understanding of Concept
Concept“but for Abelard, universals were not just voces but also sermones—significant voces [..]
What are we made to think of when we hear the word ‘man’? In short, what is the link-up between our universal terms, our concepts, and the external world? How are we going to save Abelard’s nominalism from the epistemological skepticism it threatens to yield? This is the meat of Abelard’s theory. Well, here is where considerations about equivocation do apply. If a universal term is going to be univocal, it must establish in us a single understanding, a single concept. (‘Understanding’ in these contexts does not mean the faculty of understanding, but either the act of understanding or else the object of such an act.)
That concept has to be a general concept. But what is it a concept of? Not of a general or universal thing, since there aren’t any, as Abelard has argued at length. Neither does the universal term make us think of individual things, for the reasons we’ve already seen, reasons the objection states and Abelard apparently accepts.”
in material relation with Individual
Status“There must, therefore, Abelard says […], be some common cause or reason why the universal term [concept] is “imposed on” the several individuals it names (“imposition” is the assigning of names to things), and so names the several individuals it does, and which links the name to the general concept we have when we hear the term. This ‘common cause’ is going to be the linkage between our concepts and the world that saves the objectivity of our knowledge. So it’s going to be pretty important. It common cause (?) imposed on, names concept ‘man’ establishes an understanding is whatever it is that answers the question, ‘What is it that links the general concept generated by a universal term with the individual things the term is truly predicable of?
Well, how does it work? We need to look at both sides of the question: (a) at this mysterious “common cause,” and also at (b) the ‘common concept’ that it
grounds […].
Ad (a): We have seen that Abelard criticized William of Champeaux’s second theory for saying that, while Socrates and Plato had two distinct essences, nevertheless they agreed — ‘indifferently,’ to be sure, but ‘agreeing’ nonetheless — in man or in humanity. Abelard thought this was just a verbal smoke screen. He says instead that Socrates and Plato agree, or are alike in being a man, or in that they are men, or in being man […].
So what? What is the big difference here? Well, there is a big difference. A man is a thing — a res. And there is no thing in which Socrates and Plato agree, no thing they can share, as Abelard has already argued at length. Nevertheless, they must somehow agree, there must be some community between them, or else there would be no objective basis for our calling them both ‘men,’ and we would be left with subjectivity and skepticism — and Roscelin’s doctrine.
The common predication of the word ‘man’ of both of them must be tied to reality somehow. Well, Abelard bites the bullet. Since Socrates and Plato cannot ‘agree in’ or share any common thing, and since they must nevertheless have some community, it follows that they must agree in or share some non-thing, something that is not a thing — not a res. They do not agree in man, he says […], but they do agree in being a man (= hominem esse), otherwise translated as ‘to be a man.’ Being a man, therefore, is not a thing. This doesn’t mean that being a man is ‘nothing,’ that it isn’t really out there. It is really out there. It has to be, since there is an important epistemological job for it to do. But it is not a thing — not a res.
Instead, it is what Abelard calls a ‘status’ (fourth declension, so that the plural is ‘stat¨s’ — spelled the same, but with a long ‘¨’). This word ‘status’ as a technical expression is not unique to Abelard in the twelfth century. Other people used the word too. For example, Walter of Mortagne used it. But we shouldn’t assume immediately that the word always means the same thing for all these people. And in fact, in many cases it may not be clear just what a given author means by it. In any case, let’s look at how Abelard is using it here.”
is the common cause for the relation between Individual and Concept
IndividualIndividual

Related posts in theory of Universals: [1.2.2][1.3.1][1.3.2][2.5][2.7.3][4.3.1][4.3.2], [4.4.1][4.5.2], [4.9.8]

Sources

  • All citations from: Spade, Paul Vincent, “History of the Problem of Universals in the Middle Ages”, Indiana University 2009
  • King, Peter and Arlig, Andrew, “Peter Abelard”The Stanford Encyclopedia of Philosophy (Fall 2018 Edition), Edward N. Zalta (ed.)
  • Klima, Gyula, “The Medieval Problem of Universals“, The Stanford Encyclopedia of Philosophy (Winter 2017 Edition), Edward N. Zalta (ed.)
  • Harjeet Singh Gill, “The Abelardian Tradition of Semiotics”, Conference Adress, 1993

First published: 25/06/2020